First Circuit Upholds SEC Subpoena Enforcement
First Circuit · 2026-02-19 · Defendant Win · Impact: 15/100
SEC v. Veldhuis, decided by First Circuit on February 19, 2026, resulted in a defendant win outcome. The First Circuit affirmed the district court's decision, holding that the SEC's administrative sub...
SEC ALJs are Principal Officers, Violating Appointments Clause
First Circuit · 2025-02-13 · Mixed · Impact: 85/100
SEC v. Sargent, decided by First Circuit on February 13, 2025, resulted in a mixed outcome. The First Circuit affirmed the district court's decision, holding that the SEC's administrative law judges (...