Comprehensive guide to Sec Rulemaking Authority cases, courts, and legal analysis.
Cboe Global Markets, Inc. v. SEC, decided by D.C. Circuit on October 14, 2025, resulted in a remanded outcome. The D.C. Circuit reviewed the SEC's approval of a rule change by Cboe Global Markets that...
Natl Assoc Priv Fund Mgr v. SEC, decided by Fifth Circuit on August 25, 2025, resulted in a defendant win outcome. The Fifth Circuit reviewed the SEC's "swing pricing" rule, which allows mutual funds ...
Natl Assoc Priv Fund Mgr v. SEC, decided by Fifth Circuit on August 25, 2025, resulted in a defendant win outcome. The Fifth Circuit reviewed the SEC's "swing pricing" rule, which allows mutual funds ...
American Securities Association v. U.S. Securities and Exchange Commission, decided by Eleventh Circuit on July 25, 2025, resulted in a defendant win outcome. The Eleventh Circuit reviewed the SEC's r...
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