Explore 2 court opinions on Investment Company Act Of 1940 Section 12 B 1 . AI-powered plain English summaries, key holdings, and legal analysis.
2 recent cases analyzed in this topic area.
Fifth Circuit Vacates SEC's Swing Pricing Rule for Exceeding Authority
Natl Assoc Priv Fund Mgr v. SEC, decided by Fifth Circuit on August 25, 2025, resulted in a defendant win outcome. The Fifth Circuit reviewed the SEC's "swing pricing" rule, which allows mutual funds ...
Fifth Circuit Vacates SEC's Swing Pricing Rule for Exceeding Authority
Natl Assoc Priv Fund Mgr v. SEC, decided by Fifth Circuit on August 25, 2025, resulted in a defendant win outcome. The Fifth Circuit reviewed the SEC's "swing pricing" rule, which allows mutual funds ...