Rule 10b 5 Violations Cases

Explore 2 court opinions on Rule 10b 5 Violations. AI-powered plain English summaries, key holdings, and legal analysis.

2 recent cases analyzed in this topic area.

Courts Deciding Rule 10b 5 Violations Cases

ca9 (1)ca1 (1)

Recent Rule 10b 5 Violations Opinions (2)

United States Securities and Exchange Commission v. Barry

Ninth Circuit Affirms Insider Trading Conviction Against Former Executive

ca9 · 2025-08-11 · Defendant Win · Impact: 65/100

United States Securities and Exchange Commission v. Barry, decided by Ninth Circuit on August 11, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's decision, h...

SEC v. Sargent

SEC ALJs are Principal Officers, Violating Appointments Clause

ca1 · 2025-02-13 · Mixed · Impact: 85/100

SEC v. Sargent, decided by First Circuit on February 13, 2025, resulted in a mixed outcome. The First Circuit affirmed the district court's decision, holding that the SEC's administrative law judges (...

Rule 10b 5 Violations by Court

Supreme Court First Circuit Second Circuit Third Circuit Fourth Circuit Fifth Circuit Sixth Circuit Seventh Circuit Eighth Circuit Ninth Circuit Tenth Circuit Eleventh Circuit D.C. Circuit Federal Circuit

Rule 10b 5 Violations by State

California Texas New York Florida Illinois Pennsylvania Ohio Georgia Michigan New Jersey Virginia Washington Massachusetts North Carolina

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