Explore 24 court opinions on Scienter In Securities Fraud. AI-powered plain English summaries, key holdings, and legal analysis.
24 recent cases analyzed in this topic area.
6th Cir. Affirms Dismissal of Securities Fraud Class Action
HPIL Holding, Inc. v. Harry Zhang, decided by Sixth Circuit on March 6, 2026, resulted in a defendant win outcome. The Sixth Circuit affirmed the district court's dismissal of a securities fraud class...
Ninth Circuit Affirms Dismissal of Securities Fraud Case Against Funko
Construction Laborers Pension Trust of Greater St. Louis v. Funko Inc, decided by Ninth Circuit on February 4, 2026, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court'...
6th Cir. Affirms Dismissal of Securities Fraud Class Action
Newtyn Partners, LP v. Alliance Data Sys. Corp., decided by Sixth Circuit on January 21, 2026, resulted in a defendant win outcome. The Sixth Circuit affirmed the district court's dismissal of a secur...
Eleventh Circuit Affirms SEC Fraud Judgment Against Spartan Securities
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD, decided by Eleventh Circuit on January 16, 2026, resulted in a plaintiff win outcome. The Eleventh Circuit affirmed the distri...
Barclays Securities Fraud Case Dismissed for Lack of Particularity
Two Roads Shared Trust v. Barclays Capital Inc., decided by Seventh Circuit on January 15, 2026, resulted in a defendant win outcome. The Seventh Circuit affirmed the dismissal of a securities fraud c...
Securities Fraud Claims Dismissed for Lack of Particularity
37celsius Capital Partners, L.P. v. Intel Corporation, decided by Seventh Circuit on December 23, 2025, resulted in a defendant win outcome. The Seventh Circuit affirmed the district court's dismissal...
Seventh Circuit upholds exclusion of unreliable digital asset valuation testimony
SEC v. Kevin Duff, decided by Seventh Circuit on December 4, 2025, resulted in a defendant win outcome. The Seventh Circuit affirmed the district court's decision, finding that Kevin Duff's "expert" t...
Eleventh Circuit Affirms Dismissal of Securities Fraud Case Against NextEra Energy
City of Hollywood Police Officers Retirement Syst v. NextEra Energy, Inc., decided by Eleventh Circuit on November 26, 2025, resulted in a defendant win outcome. The Eleventh Circuit affirmed the dist...
Ninth Circuit Affirms Dismissal of Securities Fraud Case Against PwC
Hunt v. Pricewaterhousecoopers LLP (Pwc), decided by Ninth Circuit on November 10, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities ...
Third Circuit Affirms Dismissal of Securities Fraud Claims Against IIP
Alejandro Handal v. Innovative Industrial Properties Inc, decided by Third Circuit on October 15, 2025, resulted in a defendant win outcome. The Third Circuit affirmed the dismissal of a securities fr...
Securities Fraud Class Action Dismissed for Lack of Particularity
Sherman v. Abengoa, S.A., decided by Second Circuit on October 6, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against Abengo...
Second Circuit Affirms Dismissal of Securities Fraud Case Against Hain Celestial
Gimpel v. Hain Celestial Group, Inc., decided by Second Circuit on September 29, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action...
Second Circuit Affirms Dismissal of Securities Fraud Class Action Against UBS
Sonterra Cap. Master Fund, Ltd. v. UBS AG, decided by Second Circuit on September 15, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class a...
Securities Fraud Class Action Dismissed for Lack of Particularity in Pleading
Roth v. Armistice Capital, LLC, decided by Second Circuit on August 28, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the district court's dismissal of a securities fraud clas...
Second Circuit Affirms Dismissal of UBS Securities Fraud Class Action
Sullivan v. UBS AG, decided by Second Circuit on August 22, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against UBS AG. The ...
Third Circuit Affirms Dismissal of Securities Fraud Case Against Maiden Holdings
Boilermaker Blacksmith National Pension Trust v. Maiden Holdings Ltd, decided by Third Circuit on August 20, 2025, resulted in a defendant win outcome. The Third Circuit affirmed the District Court's ...
Shareholder lawsuit against CRL dismissed for failure to prove misleading statements or intent
State Teachers Retirement System of Ohio v. Charles River Laboratories International, Inc., decided by First Circuit on August 15, 2025, resulted in a defendant win outcome. The plaintiff, a sharehold...
Fifth Circuit Affirms Dismissal of Securities Fraud Case Against Vertex Energy
Penthol v. Vertex Energy, decided by Fifth Circuit on August 14, 2025, resulted in a defendant win outcome. The Fifth Circuit affirmed the district court's dismissal of a securities fraud class action...
Ninth Circuit Affirms Insider Trading Conviction Against Former Executive
United States Securities and Exchange Commission v. Barry, decided by Ninth Circuit on August 11, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's decision, h...
Court Affirms Dismissal of Market Manipulation Claims for Lack of Particularity
Banoka S.À.R.L. v. Elliott Mgmt. Corp., decided by Second Circuit on July 31, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a lawsuit alleging that Elliott Ma...
Securities Fraud Class Action Against Deutsche Bank Dismissed
Wildman v. Deutsche Bank, decided by Second Circuit on July 21, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against Deutsche...
Ninth Circuit Affirms Dismissal of Securities Fraud Class Action
Schuman v. Microchip Technology Incorporated, decided by Ninth Circuit on June 5, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities f...
Ninth Circuit Affirms Dismissal of Securities Fraud Class Action
Schuman v. Microchip Technology Incorporated, decided by Ninth Circuit on June 5, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities f...
Securities Fraud Class Action Dismissed for Lack of Particularity in Pleading
Romanova v. Amilus Inc., decided by Second Circuit on May 23, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the district court's dismissal of a securities fraud class action a...