Explore 12 court opinions on Securities Exchange Act Of 1934. AI-powered plain English summaries, key holdings, and legal analysis.
12 recent cases analyzed in this topic area.
Ninth Circuit Affirms Dismissal of Securities Fraud Class Action
Talon Diversified Holdings Inc. v. White, decided by Ninth Circuit on March 3, 2026, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities frau...
6th Cir. Affirms Dismissal of Securities Fraud Class Action
Newtyn Partners, LP v. Alliance Data Sys. Corp., decided by Sixth Circuit on January 21, 2026, resulted in a defendant win outcome. The Sixth Circuit affirmed the district court's dismissal of a secur...
Court finds Coinbase staking program not an investment contract
Kahn v. Coinbase, Inc., decided by California Court of Appeal on October 23, 2025, resulted in a defendant win outcome. The plaintiff, Kahn, alleged that Coinbase's cryptocurrency staking program cons...
D.C. Circuit Vacates SEC Approval of Bitcoin Futures Trading Rule
Cboe Global Markets, Inc. v. SEC, decided by D.C. Circuit on October 14, 2025, resulted in a remanded outcome. The D.C. Circuit reviewed the SEC's approval of a rule change by Cboe Global Markets that...
Second Circuit Affirms Dismissal of Securities Fraud Case Against Hain Celestial
Gimpel v. Hain Celestial Group, Inc., decided by Second Circuit on September 29, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action...
Securities Fraud Class Action Dismissed for Failure to Plead Loss Causation
Sudakow v. CleanChoice Energy, Inc., decided by Second Circuit on August 27, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action aga...
Ninth Circuit Affirms Insider Trading Conviction Against Former Executive
United States Securities and Exchange Commission v. Barry, decided by Ninth Circuit on August 11, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's decision, h...
SEC can subpoena foreign entities with U.S. contacts for securities violations
In re: U.S. DOGE Service, decided by D.C. Circuit on May 14, 2025, resulted in a defendant win outcome. The core dispute involved whether the Securities and Exchange Commission (SEC) could issue a sub...
Fifth Circuit Affirms Dismissal of Securities Fraud Claims Against Farmland Partners
First Sabrepoint Capital Management, L.P., Sabrepoint Capital Partners, L.P., Sabrepoint Capital Participation, L.P., George Baxter, and Donald Marchiony v. Farmland Partners Inc., decided by Texas Su...
CES Violated Securities Law by Failing to Disclose Fees and Conflicts
Securities and Exchange Commission v. Commonwealth Equity Services, LLC, decided by First Circuit on April 1, 2025, resulted in a plaintiff win outcome. The First Circuit affirmed the district court's...
Fourth Circuit Affirms Dismissal of Securities Fraud Class Action
Rohan Dhruva v. CuriosityStream, Inc., decided by Fourth Circuit on March 10, 2025, resulted in a defendant win outcome. The Fourth Circuit affirmed the district court's dismissal of a securities frau...
Ninth Circuit Affirms Dismissal of Securities Fraud Class Action
Ussec v. Chicago Title Company, decided by Ninth Circuit on February 20, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities fraud clas...