Comprehensive guide to Rule 10b 5 cases, courts, and legal analysis.
Natalie Thomas v. EOTech, LLC, decided by Fourth Circuit on March 4, 2026, resulted in a defendant win outcome. The Fourth Circuit affirmed the district court's grant of summary judgment to EOTech, fi...
Talon Diversified Holdings Inc. v. White, decided by Ninth Circuit on March 3, 2026, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities frau...
Newtyn Partners, LP v. Alliance Data Sys. Corp., decided by Sixth Circuit on January 21, 2026, resulted in a defendant win outcome. The Sixth Circuit affirmed the district court's dismissal of a secur...
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD, decided by Eleventh Circuit on January 16, 2026, resulted in a plaintiff win outcome. The Eleventh Circuit affirmed the distri...
SEC v. Kevin Duff, decided by Seventh Circuit on December 4, 2025, resulted in a defendant win outcome. The Seventh Circuit affirmed the district court's decision, finding that Kevin Duff's "expert" t...
City of Hollywood Police Officers Retirement Syst v. NextEra Energy, Inc., decided by Eleventh Circuit on November 26, 2025, resulted in a defendant win outcome. The Eleventh Circuit affirmed the dist...
Hunt v. Pricewaterhousecoopers LLP (Pwc), decided by Ninth Circuit on November 10, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities ...
Alejandro Handal v. Innovative Industrial Properties Inc, decided by Third Circuit on October 15, 2025, resulted in a defendant win outcome. The Third Circuit affirmed the dismissal of a securities fr...
Sherman v. Abengoa, S.A., decided by Second Circuit on October 6, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against Abengo...
Gimpel v. Hain Celestial Group, Inc., decided by Second Circuit on September 29, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action...
In Re: Archegos 20A Litigation, decided by Second Circuit on September 16, 2025, resulted in a defendant win outcome. This case concerns the Securities and Exchange Commission's (SEC) enforcement acti...
Frazier v. X Corp., decided by Second Circuit on September 2, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the district court's dismissal of a defamation claim, holding that ...
Sudakow v. CleanChoice Energy, Inc., decided by Second Circuit on August 27, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action aga...
Banoka S.À.R.L. v. Elliott Mgmt. Corp., decided by Second Circuit on July 31, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a lawsuit alleging that Elliott Ma...
Wildman v. Deutsche Bank, decided by Second Circuit on July 21, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against Deutsche...
Xeriant, Inc. v. Auctus Fund LLC, decided by Second Circuit on June 25, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the district court's dismissal of Xeriant's securities fr...
Otto Candies, LLC v. Citigroup Inc., decided by Eleventh Circuit on May 8, 2025, resulted in a defendant win outcome. The Eleventh Circuit affirmed the district court's dismissal of a lawsuit brought ...
First Sabrepoint Capital Management, L.P., Sabrepoint Capital Partners, L.P., Sabrepoint Capital Participation, L.P., George Baxter, and Donald Marchiony v. Farmland Partners Inc., decided by Texas Su...
Rohan Dhruva v. CuriosityStream, Inc., decided by Fourth Circuit on March 10, 2025, resulted in a defendant win outcome. The Fourth Circuit affirmed the district court's dismissal of a securities frau...
Ussec v. Chicago Title Company, decided by Ninth Circuit on February 20, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities fraud clas...
AI-generated summary for informational purposes only. Not legal advice. May contain errors. Consult a licensed attorney for legal advice.