Explore 20 court opinions on Rule 10b 5. AI-powered plain English summaries, key holdings, and legal analysis.
20 recent cases analyzed in this topic area.
Investor's Fraud Claims Against EOTech Affirmed by Fourth Circuit
Natalie Thomas v. EOTech, LLC, decided by Fourth Circuit on March 4, 2026, resulted in a defendant win outcome. The Fourth Circuit affirmed the district court's grant of summary judgment to EOTech, fi...
Ninth Circuit Affirms Dismissal of Securities Fraud Class Action
Talon Diversified Holdings Inc. v. White, decided by Ninth Circuit on March 3, 2026, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities frau...
6th Cir. Affirms Dismissal of Securities Fraud Class Action
Newtyn Partners, LP v. Alliance Data Sys. Corp., decided by Sixth Circuit on January 21, 2026, resulted in a defendant win outcome. The Sixth Circuit affirmed the district court's dismissal of a secur...
Eleventh Circuit Affirms SEC Fraud Judgment Against Spartan Securities
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD, decided by Eleventh Circuit on January 16, 2026, resulted in a plaintiff win outcome. The Eleventh Circuit affirmed the distri...
Seventh Circuit upholds exclusion of unreliable digital asset valuation testimony
SEC v. Kevin Duff, decided by Seventh Circuit on December 4, 2025, resulted in a defendant win outcome. The Seventh Circuit affirmed the district court's decision, finding that Kevin Duff's "expert" t...
Eleventh Circuit Affirms Dismissal of Securities Fraud Case Against NextEra Energy
City of Hollywood Police Officers Retirement Syst v. NextEra Energy, Inc., decided by Eleventh Circuit on November 26, 2025, resulted in a defendant win outcome. The Eleventh Circuit affirmed the dist...
Ninth Circuit Affirms Dismissal of Securities Fraud Case Against PwC
Hunt v. Pricewaterhousecoopers LLP (Pwc), decided by Ninth Circuit on November 10, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities ...
Third Circuit Affirms Dismissal of Securities Fraud Claims Against IIP
Alejandro Handal v. Innovative Industrial Properties Inc, decided by Third Circuit on October 15, 2025, resulted in a defendant win outcome. The Third Circuit affirmed the dismissal of a securities fr...
Securities Fraud Class Action Dismissed for Lack of Particularity
Sherman v. Abengoa, S.A., decided by Second Circuit on October 6, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against Abengo...
Second Circuit Affirms Dismissal of Securities Fraud Case Against Hain Celestial
Gimpel v. Hain Celestial Group, Inc., decided by Second Circuit on September 29, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action...
Second Circuit Affirms SEC's Market Manipulation Findings Against Archegos
In Re: Archegos 20A Litigation, decided by Second Circuit on September 16, 2025, resulted in a defendant win outcome. This case concerns the Securities and Exchange Commission's (SEC) enforcement acti...
Second Circuit Affirms Dismissal of Defamation Claim for Lack of Particularity
Frazier v. X Corp., decided by Second Circuit on September 2, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the district court's dismissal of a defamation claim, holding that ...
Securities Fraud Class Action Dismissed for Failure to Plead Loss Causation
Sudakow v. CleanChoice Energy, Inc., decided by Second Circuit on August 27, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action aga...
Court Affirms Dismissal of Market Manipulation Claims for Lack of Particularity
Banoka S.À.R.L. v. Elliott Mgmt. Corp., decided by Second Circuit on July 31, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a lawsuit alleging that Elliott Ma...
Securities Fraud Class Action Against Deutsche Bank Dismissed
Wildman v. Deutsche Bank, decided by Second Circuit on July 21, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against Deutsche...
Second Circuit Affirms Dismissal of Securities Fraud and Contract Claims
Xeriant, Inc. v. Auctus Fund LLC, decided by Second Circuit on June 25, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the district court's dismissal of Xeriant's securities fr...
Eleventh Circuit Affirms Dismissal of Fraud Aiding and Abetting Claim
Otto Candies, LLC v. Citigroup Inc., decided by Eleventh Circuit on May 8, 2025, resulted in a defendant win outcome. The Eleventh Circuit affirmed the district court's dismissal of a lawsuit brought ...
Fifth Circuit Affirms Dismissal of Securities Fraud Claims Against Farmland Partners
First Sabrepoint Capital Management, L.P., Sabrepoint Capital Partners, L.P., Sabrepoint Capital Participation, L.P., George Baxter, and Donald Marchiony v. Farmland Partners Inc., decided by Texas Su...
Fourth Circuit Affirms Dismissal of Securities Fraud Class Action
Rohan Dhruva v. CuriosityStream, Inc., decided by Fourth Circuit on March 10, 2025, resulted in a defendant win outcome. The Fourth Circuit affirmed the district court's dismissal of a securities frau...
Ninth Circuit Affirms Dismissal of Securities Fraud Class Action
Ussec v. Chicago Title Company, decided by Ninth Circuit on February 20, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities fraud clas...