Comprehensive guide to Sec Enforcement Actions cases, courts, and legal analysis.
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD, decided by Eleventh Circuit on January 16, 2026, resulted in a plaintiff win outcome. The Eleventh Circuit affirmed the distri...
In Re: Archegos 20A Litigation, decided by Second Circuit on September 16, 2025, resulted in a defendant win outcome. This case concerns the Securities and Exchange Commission's (SEC) enforcement acti...
United States Securities and Exchange Commission v. Sripetch, decided by Ninth Circuit on September 3, 2025, resulted in a plaintiff win outcome. The Ninth Circuit affirmed the district court's decisi...
Lee Pederson v. U.S. Securities Exch. Comm., decided by Eighth Circuit on August 22, 2025, resulted in a defendant win outcome. The Eighth Circuit affirmed the Securities and Exchange Commission's (SE...
Powell v. United States Securities and Exchange Commission, decided by Ninth Circuit on August 6, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the SEC's decision to bar Powell...
SEC v. Timothy Barton, decided by Fifth Circuit on April 17, 2025, resulted in a plaintiff win outcome. The Fifth Circuit affirmed the district court's decision, finding that the Securities and Exchan...
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