Explore 6 court opinions on Sec Enforcement Actions. AI-powered plain English summaries, key holdings, and legal analysis.
6 recent cases analyzed in this topic area.
Eleventh Circuit Affirms SEC Fraud Judgment Against Spartan Securities
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD, decided by Eleventh Circuit on January 16, 2026, resulted in a plaintiff win outcome. The Eleventh Circuit affirmed the distri...
Second Circuit Affirms SEC's Market Manipulation Findings Against Archegos
In Re: Archegos 20A Litigation, decided by Second Circuit on September 16, 2025, resulted in a defendant win outcome. This case concerns the Securities and Exchange Commission's (SEC) enforcement acti...
Ninth Circuit Affirms Asset Freeze in SEC Securities Fraud Case
United States Securities and Exchange Commission v. Sripetch, decided by Ninth Circuit on September 3, 2025, resulted in a plaintiff win outcome. The Ninth Circuit affirmed the district court's decisi...
Eighth Circuit Affirms SEC Bar Against Securities Fraud
Lee Pederson v. U.S. Securities Exch. Comm., decided by Eighth Circuit on August 22, 2025, resulted in a defendant win outcome. The Eighth Circuit affirmed the Securities and Exchange Commission's (SE...
Ninth Circuit Upholds SEC Bar and Penalty for Securities Fraud
Powell v. United States Securities and Exchange Commission, decided by Ninth Circuit on August 6, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the SEC's decision to bar Powell...
Fifth Circuit Affirms SEC Injunction Against Unregistered Securities Offerings
SEC v. Timothy Barton, decided by Fifth Circuit on April 17, 2025, resulted in a plaintiff win outcome. The Fifth Circuit affirmed the district court's decision, finding that the Securities and Exchan...