Comprehensive guide to Sec Rule 10b 5 cases, courts, and legal analysis.
United States Securities and Exchange Commission v. Sripetch, decided by Ninth Circuit on September 3, 2025, resulted in a plaintiff win outcome. The Ninth Circuit affirmed the district court's decisi...
United States Securities and Exchange Commission v. Barry, decided by Ninth Circuit on August 11, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's decision, h...
Xeriant, Inc. v. Auctus Fund LLC, decided by Second Circuit on June 25, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the district court's dismissal of Xeriant's securities fr...
SEC v. Timothy Barton, decided by Fifth Circuit on April 17, 2025, resulted in a plaintiff win outcome. The Fifth Circuit affirmed the district court's decision, finding that the Securities and Exchan...
Securities and Exchange Commission v. Commonwealth Equity Services, LLC, decided by First Circuit on April 1, 2025, resulted in a plaintiff win outcome. The First Circuit affirmed the district court's...
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