Explore 5 court opinions on Sec Rule 10b 5. AI-powered plain English summaries, key holdings, and legal analysis.
5 recent cases analyzed in this topic area.
Ninth Circuit Affirms Asset Freeze in SEC Securities Fraud Case
United States Securities and Exchange Commission v. Sripetch, decided by Ninth Circuit on September 3, 2025, resulted in a plaintiff win outcome. The Ninth Circuit affirmed the district court's decisi...
Ninth Circuit Affirms Insider Trading Conviction Against Former Executive
United States Securities and Exchange Commission v. Barry, decided by Ninth Circuit on August 11, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's decision, h...
Second Circuit Affirms Dismissal of Securities Fraud and Contract Claims
Xeriant, Inc. v. Auctus Fund LLC, decided by Second Circuit on June 25, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the district court's dismissal of Xeriant's securities fr...
Fifth Circuit Affirms SEC Injunction Against Unregistered Securities Offerings
SEC v. Timothy Barton, decided by Fifth Circuit on April 17, 2025, resulted in a plaintiff win outcome. The Fifth Circuit affirmed the district court's decision, finding that the Securities and Exchan...
CES Violated Securities Law by Failing to Disclose Fees and Conflicts
Securities and Exchange Commission v. Commonwealth Equity Services, LLC, decided by First Circuit on April 1, 2025, resulted in a plaintiff win outcome. The First Circuit affirmed the district court's...