Comprehensive guide to Section 10 B Of The Securities Exchange Act Of 1934 cases, courts, and legal analysis.
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD, decided by Eleventh Circuit on January 16, 2026, resulted in a plaintiff win outcome. The Eleventh Circuit affirmed the distri...
SEC v. Kevin Duff, decided by Seventh Circuit on December 4, 2025, resulted in a defendant win outcome. The Seventh Circuit affirmed the district court's decision, finding that Kevin Duff's "expert" t...
In Re: Archegos 20A Litigation, decided by Second Circuit on September 16, 2025, resulted in a defendant win outcome. This case concerns the Securities and Exchange Commission's (SEC) enforcement acti...
Sullivan v. UBS AG, decided by Second Circuit on August 22, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against UBS AG. The ...
Otto Candies, LLC v. Citigroup Inc., decided by Eleventh Circuit on May 8, 2025, resulted in a defendant win outcome. The Eleventh Circuit affirmed the district court's dismissal of a lawsuit brought ...
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