Explore 5 court opinions on Section 10 B Of The Securities Exchange Act Of 1934. AI-powered plain English summaries, key holdings, and legal analysis.
5 recent cases analyzed in this topic area.
Eleventh Circuit Affirms SEC Fraud Judgment Against Spartan Securities
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD, decided by Eleventh Circuit on January 16, 2026, resulted in a plaintiff win outcome. The Eleventh Circuit affirmed the distri...
Seventh Circuit upholds exclusion of unreliable digital asset valuation testimony
SEC v. Kevin Duff, decided by Seventh Circuit on December 4, 2025, resulted in a defendant win outcome. The Seventh Circuit affirmed the district court's decision, finding that Kevin Duff's "expert" t...
Second Circuit Affirms SEC's Market Manipulation Findings Against Archegos
In Re: Archegos 20A Litigation, decided by Second Circuit on September 16, 2025, resulted in a defendant win outcome. This case concerns the Securities and Exchange Commission's (SEC) enforcement acti...
Second Circuit Affirms Dismissal of UBS Securities Fraud Class Action
Sullivan v. UBS AG, decided by Second Circuit on August 22, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against UBS AG. The ...
Eleventh Circuit Affirms Dismissal of Fraud Aiding and Abetting Claim
Otto Candies, LLC v. Citigroup Inc., decided by Eleventh Circuit on May 8, 2025, resulted in a defendant win outcome. The Eleventh Circuit affirmed the district court's dismissal of a lawsuit brought ...