Comprehensive guide to Securities Exchange Act Of 1934 Section 10 B cases, courts, and legal analysis.
Talon Diversified Holdings Inc. v. White, decided by Ninth Circuit on March 3, 2026, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities frau...
City of Hollywood Police Officers Retirement Syst v. NextEra Energy, Inc., decided by Eleventh Circuit on November 26, 2025, resulted in a defendant win outcome. The Eleventh Circuit affirmed the dist...
Alejandro Handal v. Innovative Industrial Properties Inc, decided by Third Circuit on October 15, 2025, resulted in a defendant win outcome. The Third Circuit affirmed the dismissal of a securities fr...
Sherman v. Abengoa, S.A., decided by Second Circuit on October 6, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against Abengo...
Gimpel v. Hain Celestial Group, Inc., decided by Second Circuit on September 29, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action...
United States Securities and Exchange Commission v. Sripetch, decided by Ninth Circuit on September 3, 2025, resulted in a plaintiff win outcome. The Ninth Circuit affirmed the district court's decisi...
Sudakow v. CleanChoice Energy, Inc., decided by Second Circuit on August 27, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action aga...
Sullivan v. UBS AG, decided by Second Circuit on August 22, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against UBS AG. The ...
United States Securities and Exchange Commission v. Barry, decided by Ninth Circuit on August 11, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's decision, h...
Wildman v. Deutsche Bank, decided by Second Circuit on July 21, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against Deutsche...
First Sabrepoint Capital Management, L.P., Sabrepoint Capital Partners, L.P., Sabrepoint Capital Participation, L.P., George Baxter, and Donald Marchiony v. Farmland Partners Inc., decided by Texas Su...
SEC v. Timothy Barton, decided by Fifth Circuit on April 17, 2025, resulted in a plaintiff win outcome. The Fifth Circuit affirmed the district court's decision, finding that the Securities and Exchan...
Securities and Exchange Commission v. Commonwealth Equity Services, LLC, decided by First Circuit on April 1, 2025, resulted in a plaintiff win outcome. The First Circuit affirmed the district court's...
Rohan Dhruva v. CuriosityStream, Inc., decided by Fourth Circuit on March 10, 2025, resulted in a defendant win outcome. The Fourth Circuit affirmed the district court's dismissal of a securities frau...
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