Explore 14 court opinions on Securities Exchange Act Of 1934 Section 10 B . AI-powered plain English summaries, key holdings, and legal analysis.
14 recent cases analyzed in this topic area.
Ninth Circuit Affirms Dismissal of Securities Fraud Class Action
Talon Diversified Holdings Inc. v. White, decided by Ninth Circuit on March 3, 2026, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities frau...
Eleventh Circuit Affirms Dismissal of Securities Fraud Case Against NextEra Energy
City of Hollywood Police Officers Retirement Syst v. NextEra Energy, Inc., decided by Eleventh Circuit on November 26, 2025, resulted in a defendant win outcome. The Eleventh Circuit affirmed the dist...
Third Circuit Affirms Dismissal of Securities Fraud Claims Against IIP
Alejandro Handal v. Innovative Industrial Properties Inc, decided by Third Circuit on October 15, 2025, resulted in a defendant win outcome. The Third Circuit affirmed the dismissal of a securities fr...
Securities Fraud Class Action Dismissed for Lack of Particularity
Sherman v. Abengoa, S.A., decided by Second Circuit on October 6, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against Abengo...
Second Circuit Affirms Dismissal of Securities Fraud Case Against Hain Celestial
Gimpel v. Hain Celestial Group, Inc., decided by Second Circuit on September 29, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action...
Ninth Circuit Affirms Asset Freeze in SEC Securities Fraud Case
United States Securities and Exchange Commission v. Sripetch, decided by Ninth Circuit on September 3, 2025, resulted in a plaintiff win outcome. The Ninth Circuit affirmed the district court's decisi...
Securities Fraud Class Action Dismissed for Failure to Plead Loss Causation
Sudakow v. CleanChoice Energy, Inc., decided by Second Circuit on August 27, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action aga...
Second Circuit Affirms Dismissal of UBS Securities Fraud Class Action
Sullivan v. UBS AG, decided by Second Circuit on August 22, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against UBS AG. The ...
Ninth Circuit Affirms Insider Trading Conviction Against Former Executive
United States Securities and Exchange Commission v. Barry, decided by Ninth Circuit on August 11, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's decision, h...
Securities Fraud Class Action Against Deutsche Bank Dismissed
Wildman v. Deutsche Bank, decided by Second Circuit on July 21, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against Deutsche...
Fifth Circuit Affirms Dismissal of Securities Fraud Claims Against Farmland Partners
First Sabrepoint Capital Management, L.P., Sabrepoint Capital Partners, L.P., Sabrepoint Capital Participation, L.P., George Baxter, and Donald Marchiony v. Farmland Partners Inc., decided by Texas Su...
Fifth Circuit Affirms SEC Injunction Against Unregistered Securities Offerings
SEC v. Timothy Barton, decided by Fifth Circuit on April 17, 2025, resulted in a plaintiff win outcome. The Fifth Circuit affirmed the district court's decision, finding that the Securities and Exchan...
CES Violated Securities Law by Failing to Disclose Fees and Conflicts
Securities and Exchange Commission v. Commonwealth Equity Services, LLC, decided by First Circuit on April 1, 2025, resulted in a plaintiff win outcome. The First Circuit affirmed the district court's...
Fourth Circuit Affirms Dismissal of Securities Fraud Class Action
Rohan Dhruva v. CuriosityStream, Inc., decided by Fourth Circuit on March 10, 2025, resulted in a defendant win outcome. The Fourth Circuit affirmed the district court's dismissal of a securities frau...