Comprehensive guide to Securities Fraud cases, courts, and legal analysis.
HPIL Holding, Inc. v. Harry Zhang, decided by Sixth Circuit on March 6, 2026, resulted in a defendant win outcome. The Sixth Circuit affirmed the district court's dismissal of a securities fraud class...
Natalie Thomas v. EOTech, LLC, decided by Fourth Circuit on March 4, 2026, resulted in a defendant win outcome. The Fourth Circuit affirmed the district court's grant of summary judgment to EOTech, fi...
Talon Diversified Holdings Inc. v. White, decided by Ninth Circuit on March 3, 2026, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities frau...
Construction Laborers Pension Trust of Greater St. Louis v. Funko Inc, decided by Ninth Circuit on February 4, 2026, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court'...
Newtyn Partners, LP v. Alliance Data Sys. Corp., decided by Sixth Circuit on January 21, 2026, resulted in a defendant win outcome. The Sixth Circuit affirmed the district court's dismissal of a secur...
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD, decided by Eleventh Circuit on January 16, 2026, resulted in a plaintiff win outcome. The Eleventh Circuit affirmed the distri...
LJM Partners, Ltd. v. Barclays Capital, Incorporated, decided by Seventh Circuit on January 15, 2026, resulted in a defendant win outcome. The Seventh Circuit affirmed the district court's dismissal o...
Two Roads Shared Trust v. Barclays Capital Inc., decided by Seventh Circuit on January 15, 2026, resulted in a defendant win outcome. The Seventh Circuit affirmed the dismissal of a securities fraud c...
37celsius Capital Partners, L.P. v. Intel Corporation, decided by Seventh Circuit on December 23, 2025, resulted in a defendant win outcome. The Seventh Circuit affirmed the district court's dismissal...
Hiscox Dedicated Corp Member v. Suzan Taylor, decided by Eighth Circuit on December 16, 2025, resulted in a defendant win outcome. The Eighth Circuit affirmed the district court's grant of summary jud...
SEC v. Kevin Duff, decided by Seventh Circuit on December 4, 2025, resulted in a defendant win outcome. The Seventh Circuit affirmed the district court's decision, finding that Kevin Duff's "expert" t...
City of Hollywood Police Officers Retirement Syst v. NextEra Energy, Inc., decided by Eleventh Circuit on November 26, 2025, resulted in a defendant win outcome. The Eleventh Circuit affirmed the dist...
Hunt v. Pricewaterhousecoopers LLP (Pwc), decided by Ninth Circuit on November 10, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities ...
New York v. Trump, decided by Second Circuit on November 6, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a lawsuit brought by New York State against Donald T...
Alejandro Handal v. Innovative Industrial Properties Inc, decided by Third Circuit on October 15, 2025, resulted in a defendant win outcome. The Third Circuit affirmed the dismissal of a securities fr...
Sherman v. Abengoa, S.A., decided by Second Circuit on October 6, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against Abengo...
Gimpel v. Hain Celestial Group, Inc., decided by Second Circuit on September 29, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action...
In Re: Archegos 20A Litigation, decided by Second Circuit on September 16, 2025, resulted in a defendant win outcome. This case concerns the Securities and Exchange Commission's (SEC) enforcement acti...
Sonterra Cap. Master Fund, Ltd. v. UBS AG, decided by Second Circuit on September 15, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class a...
Ronald Streck v. Eli Lilly and Company, decided by Seventh Circuit on September 11, 2025, resulted in a defendant win outcome. The Seventh Circuit affirmed the dismissal of a former Eli Lilly employee...
United States Securities and Exchange Commission v. Sripetch, decided by Ninth Circuit on September 3, 2025, resulted in a plaintiff win outcome. The Ninth Circuit affirmed the district court's decisi...
Frazier v. X Corp., decided by Second Circuit on September 2, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the district court's dismissal of a defamation claim, holding that ...
Roth v. Armistice Capital, LLC, decided by Second Circuit on August 28, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the district court's dismissal of a securities fraud clas...
City of Hialeah Employees' Retirement System v. Peloton Interactive, Inc., decided by Second Circuit on August 27, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal ...
AI-generated summary for informational purposes only. Not legal advice. May contain errors. Consult a licensed attorney for legal advice.