Explore 24 court opinions on Securities Fraud. AI-powered plain English summaries, key holdings, and legal analysis.
24 recent cases analyzed in this topic area.
6th Cir. Affirms Dismissal of Securities Fraud Class Action
HPIL Holding, Inc. v. Harry Zhang, decided by Sixth Circuit on March 6, 2026, resulted in a defendant win outcome. The Sixth Circuit affirmed the district court's dismissal of a securities fraud class...
Fourth Circuit Affirms Summary Judgment for EOTech in Discrimination Case
Natalie Thomas v. EOTech, LLC, decided by Fourth Circuit on March 4, 2026, resulted in a defendant win outcome. The Fourth Circuit affirmed the district court's grant of summary judgment to EOTech, fi...
Ninth Circuit Affirms Dismissal of Securities Fraud Class Action
Talon Diversified Holdings Inc. v. White, decided by Ninth Circuit on March 3, 2026, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities frau...
Ninth Circuit Affirms Dismissal of Securities Fraud Case Against Funko
Construction Laborers Pension Trust of Greater St. Louis v. Funko Inc, decided by Ninth Circuit on February 4, 2026, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court'...
6th Cir. Affirms Dismissal of Securities Fraud Class Action
Newtyn Partners, LP v. Alliance Data Sys. Corp., decided by Sixth Circuit on January 21, 2026, resulted in a defendant win outcome. The Sixth Circuit affirmed the district court's dismissal of a secur...
Eleventh Circuit Affirms SEC Fraud Judgment Against Spartan Securities
U.S. Securities and Exchange Commission v. Spartan Securities Group, LTD, decided by Eleventh Circuit on January 16, 2026, resulted in a plaintiff win outcome. The Eleventh Circuit affirmed the distri...
Seventh Circuit Affirms Dismissal of Contract and Fraud Claims Against Barclays
LJM Partners, Ltd. v. Barclays Capital, Incorporated, decided by Seventh Circuit on January 15, 2026, resulted in a defendant win outcome. The Seventh Circuit affirmed the district court's dismissal o...
Barclays Securities Fraud Case Dismissed for Lack of Particularity
Two Roads Shared Trust v. Barclays Capital Inc., decided by Seventh Circuit on January 15, 2026, resulted in a defendant win outcome. The Seventh Circuit affirmed the dismissal of a securities fraud c...
Securities Fraud Claims Dismissed for Lack of Particularity
37celsius Capital Partners, L.P. v. Intel Corporation, decided by Seventh Circuit on December 23, 2025, resulted in a defendant win outcome. The Seventh Circuit affirmed the district court's dismissal...
Eighth Circuit: No Fraud Without Justifiable Reliance
Hiscox Dedicated Corp Member v. Suzan Taylor, decided by Eighth Circuit on December 16, 2025, resulted in a defendant win outcome. The Eighth Circuit affirmed the district court's grant of summary jud...
Seventh Circuit upholds exclusion of unreliable digital asset valuation testimony
SEC v. Kevin Duff, decided by Seventh Circuit on December 4, 2025, resulted in a defendant win outcome. The Seventh Circuit affirmed the district court's decision, finding that Kevin Duff's "expert" t...
Eleventh Circuit Affirms Dismissal of Securities Fraud Case Against NextEra Energy
City of Hollywood Police Officers Retirement Syst v. NextEra Energy, Inc., decided by Eleventh Circuit on November 26, 2025, resulted in a defendant win outcome. The Eleventh Circuit affirmed the dist...
Ninth Circuit Affirms Dismissal of Securities Fraud Case Against PwC
Hunt v. Pricewaterhousecoopers LLP (Pwc), decided by Ninth Circuit on November 10, 2025, resulted in a defendant win outcome. The Ninth Circuit affirmed the district court's dismissal of a securities ...
NY False Claims Act suit against Trump dismissed based on prior federal settlement
New York v. Trump, decided by Second Circuit on November 6, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a lawsuit brought by New York State against Donald T...
Third Circuit Affirms Dismissal of Securities Fraud Claims Against IIP
Alejandro Handal v. Innovative Industrial Properties Inc, decided by Third Circuit on October 15, 2025, resulted in a defendant win outcome. The Third Circuit affirmed the dismissal of a securities fr...
Securities Fraud Class Action Dismissed for Lack of Particularity
Sherman v. Abengoa, S.A., decided by Second Circuit on October 6, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action against Abengo...
Second Circuit Affirms Dismissal of Securities Fraud Case Against Hain Celestial
Gimpel v. Hain Celestial Group, Inc., decided by Second Circuit on September 29, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class action...
Second Circuit Affirms SEC's Market Manipulation Findings Against Archegos
In Re: Archegos 20A Litigation, decided by Second Circuit on September 16, 2025, resulted in a defendant win outcome. This case concerns the Securities and Exchange Commission's (SEC) enforcement acti...
Second Circuit Affirms Dismissal of Securities Fraud Class Action Against UBS
Sonterra Cap. Master Fund, Ltd. v. UBS AG, decided by Second Circuit on September 15, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal of a securities fraud class a...
Seventh Circuit Affirms Dismissal of Employee's Discrimination Claims
Ronald Streck v. Eli Lilly and Company, decided by Seventh Circuit on September 11, 2025, resulted in a defendant win outcome. The Seventh Circuit affirmed the dismissal of a former Eli Lilly employee...
Ninth Circuit Affirms Asset Freeze in SEC Securities Fraud Case
United States Securities and Exchange Commission v. Sripetch, decided by Ninth Circuit on September 3, 2025, resulted in a plaintiff win outcome. The Ninth Circuit affirmed the district court's decisi...
Second Circuit Affirms Dismissal of Defamation Claim for Lack of Particularity
Frazier v. X Corp., decided by Second Circuit on September 2, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the district court's dismissal of a defamation claim, holding that ...
Securities Fraud Class Action Dismissed for Lack of Particularity in Pleading
Roth v. Armistice Capital, LLC, decided by Second Circuit on August 28, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the district court's dismissal of a securities fraud clas...
Peloton Securities Fraud Suit Dismissed for Lack of Scienter
City of Hialeah Employees' Retirement System v. Peloton Interactive, Inc., decided by Second Circuit on August 27, 2025, resulted in a defendant win outcome. The Second Circuit affirmed the dismissal ...